Fca handbook disp 1.1 a

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11 It is also relevant to those who may wish to make a complaint or refer it to the Financial Ombudsman Service. Background. DISP 1.1 The table below sets out how DISP 1.1A applies to MiFID complaints relating to Table: Application of DISP 1.1A to the MiFID business of firms in the UK, (1) Only the provisions in this section marked “UK”2 and DISP 1.1A.39R apply to a MiFID complaint received from a retail client, professional client or anDISP 1.1 Purpose and application · Purpose · Background · Application to firms · Additional requirements for insurance and reinsurance distribution business in the The explanation given by MiFID investment firms to clients or potential clients in accordance with DISP 1.1A.25UK2 must also: (1) refer to the fact that the